WebThe story of our firm is a story about people – people with unique goals and perspectives, working together to transform lives, businesses and communities. Get to know the people … WebRaymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for ...
Malcolm Glazer - Wikipedia
In 2004, the SEC fined Raymond James Financial Services, Inc. $6.9 million for failure to supervise former broker Dennis Herula. Herula was accused of participating with others in a Ponzi scheme that raised about $44.5 million from investors in 1999-2000. Herula himself raised about $16.5 million of investor funds, most of which was later transferred to his wife's brokerage account at Raymond James. He was arrested in Bermuda and pleaded guilty to criminal charges of wire fra… WebThe Raymond James Alternative Investments Group provides a broad array of high-quality investment choices for you and your higher-net-worth clients, including exchange funds, … deutsche telekom clinical solutions gmbh
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WebJul 11, 2024 · Raymond James Financial Corporate Headquarters and Office Locations. 809 Jobs. Raymond James Financial is headquartered in Saint Petersburg, FL and has 16 … WebDirector of Client Relations. Deborah is an integral team member at David James Financial Group. She ensures that operations in the office run smoothly, and keeps the entire team organized. Deb assists clients with any questions or concerns regarding statements, paperwork, money movement as well as any other service-related matters. 608.426.6660. WebFeb 3, 2024 · Raymond James Financial Services and advisor Kent Jackson Rhoades must pay Wells Fargo Advisors $20.7 million for plotting to poach advisors from a Wells Fargo office in 2024, a Finra panel ruled ... deutsche telekom healthcare and security gmbh